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Manager, AML Advisory

Job ID R91339 Updated date 01/30/2020 Location Toronto, Ontario
161 Bay Street (93021), Canada, Toronto,Toronto, Ontario,

At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.                                               

Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.

Manager, AML Advisory

 

The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results by:

  •  Providing guidance on policies, standards, and procedures;
  • Developing and leading department training, as appropriate;

  • Providing guidance on first line/business and other enterprise areas, as needed, specific training;

  • Partnering with first line/business and other enterprise areas, as needed, to ensure AML requirements are appropriate and adhered to;

  • Develop and maintain the AML Advisory Program document repository and management;

  • Partnering with Sanctions and Risk advisory to ensure Sanctions requirements are adhered to.

 

Responsibilities:

  • Manage a team who supports AML Advisory Governance

  • Support AML Advisory Program through expert advice, influence adjustments to the processes, procedures

  • Assist the AML Advisory Program in the development and maintenance of the Compliance Program documentation standards

  • Participate in and provide advice to the line of business on new and amended regulations.

  • Identify industry AML trends in data and proactively provide resources on those identified external and internal risks

  • Maintain understanding of Compliance Risk Management Framework and applicable laws and regulations

  • Assist in capturing, maintaining, and analyzing capacity resources data within the AML Advisory programs, interpreting it to ensure consistency and adequate

  • Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary

  • Identify trends in data and proactively advise on identified external and internal risks

  

Basic Qualifications

  • Bachelor’s degree or 3 years of experience in AML, legal, audit, general compliance or financial crime experience;

  • 3 years of AML or financial crime experience within financial services. 

Preferred Qualifications:

  • 5 years of experience in AML, legal, audit, general compliance or financial crime experience services; 

  • Certified Anti-Money Laundering Specialist (CAMS);

  • Bachelor’s Degree;

  • 5 years of experience supporting, partnering, and interacting with internal business clients.

 

Capital One Canada is an equal opportunity employer committed to fostering a diverse and inclusive work environment. We consider all qualified applicants and will meet the needs of those requiring reasonable accommodations.

If you have visited our website in search of information on employment opportunities or to apply for a position, and you require an accommodation, please contact Capital One Recruiting at 1-800-304-9102 or via email at RecruitingAccommodation@capitalone.com. All information you provide will be kept confidential and will be used only to the extent required to provide needed reasonable accommodations.

For technical support or questions about Capital One's recruiting process, please send an email to Careers@capitalone.com

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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).