Manager, AML AdvisoryApply now Job ID R91339 Updated date 01/30/2020 Location Toronto, Ontario
At Capital One, we’re building a leading information-based technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers succeed by bringing ingenuity, simplicity, and humanity to banking. We measure our efforts by the success our customers enjoy and the advocacy they exhibit. We are succeeding because they are succeeding.
Guided by our shared values, we thrive in an environment where collaboration and openness are valued. We believe that innovation is powered by perspective and that teamwork and respect for each other lead to superior results. We elevate each other and obsess about doing the right thing. Our associates serve with humility and a deep respect for their responsibility in helping our customers achieve their goals and realize their dreams. Together, we are on a quest to change banking for good.
The AML (Anti Money Laundering) Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate initiatives and lines of business processes comply with applicable laws and regulations. While working within the AML Program framework, the AML Compliance Advisor Manager is responsible for delivering quality results by:
- Providing guidance on policies, standards, and procedures;
Developing and leading department training, as appropriate;
Providing guidance on first line/business and other enterprise areas, as needed, specific training;
Partnering with first line/business and other enterprise areas, as needed, to ensure AML requirements are appropriate and adhered to;
Develop and maintain the AML Advisory Program document repository and management;
Partnering with Sanctions and Risk advisory to ensure Sanctions requirements are adhered to.
Manage a team who supports AML Advisory Governance
Support AML Advisory Program through expert advice, influence adjustments to the processes, procedures
Assist the AML Advisory Program in the development and maintenance of the Compliance Program documentation standards
Participate in and provide advice to the line of business on new and amended regulations.
Identify industry AML trends in data and proactively provide resources on those identified external and internal risks
Maintain understanding of Compliance Risk Management Framework and applicable laws and regulations
Assist in capturing, maintaining, and analyzing capacity resources data within the AML Advisory programs, interpreting it to ensure consistency and adequate
Review inquiries from lines of business and provide guidance on remediation, escalate and facilitate with subject matter experts, when necessary
Identify trends in data and proactively advise on identified external and internal risks
Bachelor’s degree or 3 years of experience in AML, legal, audit, general compliance or financial crime experience;
3 years of AML or financial crime experience within financial services.
5 years of experience in AML, legal, audit, general compliance or financial crime experience services;
Certified Anti-Money Laundering Specialist (CAMS);
5 years of experience supporting, partnering, and interacting with internal business clients.
Capital One Canada is an equal opportunity employer committed to fostering a diverse and inclusive work environment. We consider all qualified applicants and will meet the needs of those requiring reasonable accommodations.
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Capital One Financial is made up of several different entities. Please note that any position posted in Canada is for Capital One Canada, any position posted in the United Kingdom is for Capital One Europe and any position posted in the Philippines is for Capital One Philippines Service Corp. (COPSSC).